Posted by: Pam, at RML | November 13, 2012

MoneySmart Presents: Evaluating Your Broker

On Wednesday, November 14, at 2:00pm, Radnor Memorial Library will present a MoneySmart @ Your Library program made possible by a grant from the FINRA Investor Education Foundation and the American Library Association. It is free and open to the public.

Stockbroker, registered representative, investment advisor, financial planner. What do all these titles mean? Learn the “suitability obligation” of a registered representative/stockbroker and the “fiduciary responsibility” of an investment advisor representative toward their clients and understand the difference between commission, fee only, and “percentage of assets under management” compensation methods.

See you at the Library,


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